| To
secure passage of the Constitution,
the Framers resorted to wholesale compromise. But by deliberately
avoiding divisive details that might frustrate agreement, they only
postponed the formidable task of fashioning the workaday policies and
procedures of the new federal structure. Their task, then, did not
conclude with the ratification of the Constitution, and many of the
architects of that document would remain to lead the nation as it came
to grips with the complex issues of representative government. In so
doing, they passed laws and established precedents, many of which endure
to this day.
Among those signers of
the Constitution and others who stepped forward to lead the new nation
were numerous veterans of the Revolution. In fact, in the debates that
surrounded the creation and implementation of the new government, the
wartime experiences of this large group of men created a special bond
and a commonality of purpose. Although often masked by the overblown
partisan rhetoric of the era, this element of a shared personal
experience undoubtedly contributed to their record of accomplishment in
a special time of national testing. Eventually the Revolution's aging
citizen-soldiers would turn over leadership to a new generation of
political leadersbut not before they had produced the first political
parties, formulated the basic domestic policies that increased the size
and economic strength of the country, and made the United States a
full-fledged member of the family of nations. Carefully adhering to the
letter and spirit of the Constitution, they also created an effective
military force to protect the frontiers, meet domestic disturbances, and
wage general war, all while adhering strictly to the cherished principle
of civilian supremacy.
The First Congress under
the new Constitution convened in New York City on 4 March 1789 with only
eight senators and thirteen representatives in attendance. The lower
chamber finally achieved a quorum on 1 April and began its work by
electing Frederick A.C. Muhlenberg of Pennsylvania as the first Speaker
of the House. Five days later the Senate followed suit, choosing New
Hampshire's John Langdon, a signer, as its first President Pro Tempore.
As soon as these formalities were completed, Congress convened the joint
session specified in Section 1, Article II, of the Constitution to open
and count the ballots of the Electoral College, which had voted on 4
February. To no ones surprise, the College had unanimously chosen George
Washington as the first President of the United States. John Adams was
elected Vice President. Robert R. Livingston, New York's state
chancellor, administered the oath of office to the former general on the
balcony of Federal Hall (located at the corner of Broad and Wall
Streets) on 30 April 1789.
Washington's enormous
personal popularity and prestige had made him the obvious choice for
President in an era of strong political controversy. His wealth of
administrative and political experience, gained in large measure during
his years as Commander in Chief of the Continental Army, qualified him
as no other to handle the complex duties of an office that combined the
European roles of head of state and head of government. Above all, and
to the immense good luck of the new nation, he possessed the common
sense to judge accurately the mood of his fellow citizens and the
temperament to avoid overly ambitious schemes. He retained a clear
vision of the nation's futureone based on liberty and justice for all
citizens, strength through union, and economic prosperity through
commercial expansion and westward migration.
Washington shared the
difficult task of creating a new government with the First Congress
(1789-91). Among the 29 senators and 66 representatives who served in
that body, 59, including 17 signers of the Constitution, had seen active
military service during the Revolution. These veterans provided the new
government with a substantial pool of common experience, a decisive
factor when Congress passed the implementing legislation that launched
the new government.
Its first task was to
establish the structure of the other two branches. The Constitution gave
Congress the authority to create departments within the executive branch
to assist the President in carrying out his responsibilities and to
organize a system of federal courts. Accordingly, it created a
Department of Foreign Affairs on 27 July 1789, a War Department on 7
August, and a Treasury on 2 September. The office of Postmaster General
followed on 22 September. Two days later it passed the Federal Judiciary
Act, which established the position of Attorney General and organized a
federal judiciary with three circuit and thirteen district courts below
the Supreme Court. The Supreme Court, consisting of Chief Justice John
Jay and five other justices, opened its first session on 2 February
1790.
This spate of
legislation was quickly passed, and by 1790
the center of political initiative had shifted to the executive branch.
Washington relied on a Cabinet composed of the heads of the departments
to help develop an agenda for both domestic issues and foreign policy.
Naturally enough, he turned to Revolutionary veterans to fill his
Cabinet and many of the positions in the new federal civil service. With
the exception of Secretary of State Thomas Jefferson, every member of
the Cabinet had served in the Continental Army-Attorney General Edmund
Randolph, Secretary of War Henry Knox, Secretary of the Treasury
Alexander Hamilton, and Postmaster General Samuel Osgood. Washington
used these men like a council of war. During meetings he encouraged them
to speak their minds and discuss issues freely. The President's quiet
demeanor led his fellow citizens, and most historians ever since, to
focus on the roles of his subordinates, rather than on his decisive
voice, in the events of his administration. True, Washington always
sought consensus before embarking on a policy, but he always felt free
to disregard his Cabinet's advice. In fact, Washington proved singularly
successful in imposing his personality, first on the Continental Army
and later on the office of President. Many of the traditions and customs
of both the Army and the Cabinet draw directly on the precedents he set.
Washington turned first
to the national security and the economy. He believed that by pursuing a
program based on safeguarding the nation's boundaries he could encourage
prosperity and cement the bonds of union. He also believed that
international affairs had to be subordinated to nation building, which
required supporting and protecting the expansion of American trade to
new markets. Specifically, he looked to the nation's frontiers, where he
worked for a withdrawal of British forces from their bases on American
soil, for peace with the Indians, and for the opening of western rivers,
especially the Mississippi, to American commerce. He tended to agree
with Hamilton on these issues, believing that the Treasury Secretary's
programs to broaden the economy and strengthen the national government
were essential for national growth. His administration's two major
international agreements, the Treaty of London (Jay's Treaty) in 1794
and the Treaty of San Lorenzo (Pinckney's Treaty) in 1795, attempted,
among other goals, to neutralize British and Spanish influence in the
trans-Appalachian west. A measure of his success in these areas was the
fact that during his term of office he presided over the admission of
three new states to the unionVermont in 1791, Kentucky in 1792, and
Tennessee in 1796.
His Cabinet figured
prominently in the development of these policies. But given the
brilliance and aggressive personalities
of Jefferson and Hamilton, it was not surprising that the two disagreed
over the proper course of action to pursue in both domestic and foreign
arenas. Hamilton, concerned with developing the material resources
necessary for the advancement of prosperity and the influence of the
government both internally and diplomatically, proposed a far-reaching
economic policy to render the nation self-sufficient. He tended to favor
Great Britain in foreign affairs. Jefferson, more attuned to the old
fears of concentrated power and to the ideal of an agrarian society of
yeoman farmers, was more cautious about enhancing the powers of the
federal government. He also sympathized with the French, who were in the
early years of their own revolution, triggered in part by the debt
engendered during the recent war. Each man attracted supporters. Given
the era's depth of political passion, these national-level disagreements
naturally became grafted onto local issues, providing the nucleus of
political parties.
Washington sought to
preserve a consensus throughout his eight years in office, but his
treaties with Britain and Spain became issues of contention between the
nascent parties, as did his attempt to keep America neutral in the
resurgent conflict between France and Britain, a policy that initially
appeared to favor the latter. No longer able to accept these policies,
Jefferson left the Cabinet in 1793. His followers, led in Congress by
James Madison and James Monroe, and known as Democratic-Republicans (or,
more commonly, as Jeffersonians) gathered round him. Supporters of the
administration, ranging in viewpoint from Hamilton's outspoken followers
to moderates like John Adams, who succeeded Washington as President in
1797, became known as Federalists.
The Founding Fathers,
who viewed any internal division as a threat to the republic, had left
the Constitution mute on the subject of political parties. The
significant factor behind the emergence of the parties, however, was not
their obvious disagreements over policies and programs, but rather their
mutual, steadfast support of the Constitution and the principles of
government it enshrined. The peaceful transfer of political power from
the Federalists to the Democratic-Republicans in 1801 marked an
important step in the nation's political evolution.
In defeating Adams in
the election of 1800, Jefferson profited from a division in the
Federalist party between the followers of Adams and Hamilton. The
Virginian and his running mate, Aaron Burr, a former Continental
lieutenant colonel, each garnered an equal number of votes in the
Electoral College, throwing the election for the first time into the
House of Representatives. Ironically, Jefferson would owe his victory to
Hamilton, who advised his followers to vote for his old rival. The
bitterness engendered by this election led directly to the adoption of
the Twelfth Amendment, which in effect bestowed constitutional
recognition on political parties in the American system of government.
More significantly, however, this election underscored the widespread
acceptance of the new Constitution and the union it had created. Despite
the unprecedented partisan rivalry, compromise remained essential to the
operation of government, and parties, then as now, were actually
broad-based coalitions. Even important state leaders such as South
Carolina's Charles Pinckney could shift back and forth between the
parties according to specific issues. During his inauguration that year,
the first held in the new capital on the banks of the Potomac, Jefferson
said, "We are all Republicans, we are all Federalists. " In
this declaration, he accurately reflected how widely most of the five
million Americans agreed on basic goals and forecast how readily he and
the new leadership could adjust, rather than rescind, their
predecessors' policies.
Under Jefferson and
Madison, who became President in 1809, American foreign and domestic
policy continued to pursue with only minor adjustments the course set by
Washington. As could be expected given the relative power of nations,
American diplomacy still had to react to events in Europe, where the
Napoleonic Wars were the dominant fact of life. Washington had been able
to avoid entanglement. Adams had become embroiled in limited hostilities
with France for a time, but he also had sought diplomatic rather than
military solutions to outstanding differences. Jefferson and Madison in
turn attempted to place primary reliance on diplomacy. To back up their
efforts, however, they relied more on economic leverage than on the
military preparedness favored by the Federalists, drawing particularly
on the boycott tactics of the decade before the Revolutionary War for a
precedent. The logical extension of this policy came during the period
of the Embargo Act (22 December 1807-1 March 1809) when American
commerce with both France and Britain was halted to eliminate friction
and preserve neutrality. Federalists, especially in New England and
other regions heavily dependent upon foreign trade, complained bitterly
that their interests were being ruined by the government.
Jefferson's domestic
policy also retained the essence of many Federalist initiatives, to
include Hamilton's economic program. In particular he continued
Washington's focus on western expansion and development, underscored by
the admission of Ohio to statehood in 1802 and by his greatest triumph,
the Louisiana Purchase. As soon as he learned of the transfer of the
Louisiana territories from Spain to France, Jefferson instructed Monroe
and Robert R. Livingston to try to purchase the area around New Orleans.
Westerners depended upon the Mississippi River to move their produce to
market and were anxious to secure unfettered use of the river's sole
port. To the Americans' surprise, Napoleon eventually offered them the
entire region, and in April 1803 the territories were transferred to the
United States for the sum of $15 million. The purchase proved
immediately popular, but the irony of the situation was not overlooked.
Here was Jefferson, the leader of those dedicated to a strict
interpretation of presidential powers under the Constitution, abrogating
to himself alone the nationalistic decision to seize the unique
opportunity of doubling the size of the nation. Continuing in the spirit
of Washington's nation-building policy, Jefferson immediately sent out a
series of military expeditions-the most famous being led by Meriwether
Lewis and William Clark-to explore the vast region. In 1812 Louisiana
became the first state admitted to the union from the former French
region.
One of the most critical
issues facing the first generation of federal leaders was the
formulation of a national military policy. Washington's administration
and Congress set important precedents in this area as they filled in the
outline of military forces sketched by the Constitution. Working
together, they determined the size and role of the Regular Army and then
resolved the relationship between the states and the national government
in dealing with the militia. These decisions had to be made in the
context of foreign and domestic policy objectives. They also had to be
based on the realities of increasing partisan political activity, since
the Constitution explicitly gave the final say to the people, speaking
through their elected representatives in Congress, in appropriating the
funds to pay for troops, guns, and ships.
When Washington took
office he inherited a situation verging on open warfare in the west.
Along with the Congress, he quickly came under intense pressure from
interest groups to provide the settlers with better protection. The
delicate issue of the role of the military thus received its first
airing within that highly charged specific context. Josiah Harmar's
small regiment had been created by the Continental Congress in 1784 to
serve as a frontier constabulary, but the westward movement had
accelerated with the establishment of the Northwest Territory in 1787
and the organization in 1790 of the Territory South of the Ohio River,
or Southwest Territory, under Governor William Blount. Indian tribes,
encouraged by British garrisons and traders, began sporadic attacks, and
as early as 1788 the Army began taking casualties.
The President hoped to
avoid war and set in motion a series of interim measures even before the
new War Department was organized. He ordered Harmar's men further west
and asked Henry Knox and Arthur St. Clair to begin gathering information
in case operations had to be mounted. In the meantime the creation of
the War Department on 7 August 1789 provided for an orderly transfer of
responsibility to the new government. Secretary of War Knox exercised
oversight for Indian diplomacy in addition to his other duties. The
following month Congress imposed on the officers and men of Harmar's
regiment the requirement to take an oath to "support the
constitution of the United States." Hidden as a rider in this law
was authorization empowering the President to mobilize frontier militia
under federal pay and control if the situation warranted. Conditions
continued to worsen as Washington pursued a policy of trying to
negotiate a settlement while at the same time preparing for possible
fighting.
To placate settlers in
the Kentucky region, Washington successfully persuaded Congress in early
1790 to provide a modest (four company) increase in the size of the
Army. In June he ordered Harmar into the field. Washington and Knox
envisioned a raid deep into the Indian heartland by a small,
hard-hitting party to demonstrate the federal government's power,
followed by a negotiated treaty. Unfortunately, the slow-moving Harmar
did not start until late fall, burned a few Indian villages, and then
lost most of his rear guard during the withdrawal. Knox and Washington
ordered St. Clair, who replaced Harmar as the commander of the Army, to
try again the next year. In the interim, the administration persuaded
Congress to raise a second regular regiment and to authorize several
thousand Provincial-style short-term levies. St. Clair not only repeated
all of Harmar's errors, he also violated one of the cardinal rules of
frontier warfare by ignoring adequate security and reconnaissance. At
dawn on 4 November 1791 about 1,000 Indians overran his camp. More than
600 soldiers and militiamen died in the ensuing rout.
Although St. Clair's
defeat marked the second major setback in less than two years,
Washington and Knox decided that their basic policy of combining
diplomacy with regular troops constituted the correct approach to the
western problem, and they redoubled efforts to raise a proper force to
carry it out. Congress eventually conducted a full investigation into
the Army's conduct of the 1791 campaign, establishing thereby an
important precedent for congressional oversight of the executive branch,
one not specifically authorized by the Constitution. But it also
continued to support the administration's military policy. In January
1792, Washington requested that the military budget be tripled to a
million dollars a year to support a 5,000-man Army. When neither Gerry,
the most outspoken foe of a large military, nor Madison, the leading
Jeffersonian in Congress, opposed the request, a bill to that effect
became law in March. Revolutionary War hero "Mad" Anthony
Wayne resigned his seat in the House of Representatives to replace St.
Clair, with a commission as major general.
The Second Congress also
passed the first comprehensive militia law. Washington and other
nationalists ended the Revolutionary War convinced that militia forces
needed to be highly trained and capable of close coordination with the
regulars on the battlefield. Their proposals for a peace establishment
in 1783 had advanced the notion of a select militia force to achieve
this goal, backed up by the general militia. In succeeding years both
Steuben and Knox published pamphlets refining this idea, which included
paying this "advanced corps" for their days of extra training.
Many others believed that the highly motivated militias of the 1770s had
been the key to success in the Revolution, and they were highly
suspicious of any reforms that might weaken the close ties to local
government inherent in the old colonial militia system.
Washington had been
unable to push a federal militia bill through Congress in either 1789 or
1790. In February 1792, while debate over the expanded Regular Army
continued, Congress finally began detailed consideration of two bills
which, known collectively as the Militia Act of 1792, passed in early
May. This legislation rejected separating militiamen into two distinct
classes.
The reformers had
clearly failed to convince a majority that the current situation
warranted either the expense or the political risk of such tight federal
control. Instead, the Militia Act compromised, allowing the President to
mobilize the citizen-soldiers when necessary and to set national, but
non-binding, standards for organization and training. This arrangement,
identical to the one discussed during the writing of the Constitution's
militia clause, was accepted because it still left the individual states
with major control over their militia. The reformers might lament the
fact that the efficiency of the citizen-soldiers would continue to
depend ultimately on local rather than national initiatives, but they
could read progress in the general acceptance of the notion of a
national standard and in the new law's provision for the organization of
volunteer groups who purchased their own uniforms and underwent extra
military training to become elite "flank" companies in the
militia regiments. Everyone understood that under normal circumstances
only these men would be mobilized. Despite some minor modifications,
this law would remain in force until the creation of the modern National
Guard in 1903.
The first test of the
new militia act came on the frontier. Wayne, like Harmar and St. Clair,
was a veteran who had served in Washington's main army and in Nathanael
Greene's Southern Army during the Revolution. Unlike his predecessors,
however, he remembered the important lessons about the need for adequate
training, proper organization and logistics, and blending regulars and
militia into a combat team that made use of their separate skills. He
worked closely with Knox to adapt those ideas to the task of wilderness
fighting. The regulars were regrouped into the Legion of the United
States, a special combined-arms arrangement, based on European ideas,
that already had been used in the later stages of the Revolution. After
two years of careful preparation, the Legion, reinforced by nearly 3,000
frontier militiamen, penetrated into the heart of Indian territory in
the Ohio Valley. On 20 August 1794, at Fallen Timbers, Waynes hard work
paid off. His regular infantry used their bayonets to drive the Indians
into the open where the mounted frontiersmen rode them down. The battle
and resulting destruction of neighboring villages and crops broke the
tribes' resistance. On 3 August 1795 in the Treaty of Greenville a dozen
tribes ceded their claims to disputed lands and moved farther west. At
about the same time, Jay's Treaty brought British agreement to withdraw
from all forts within the boundaries of the United States.
These treaties
eliminated much of the Army's preoccupation with the old Northwest
Territory, freeing the troops for service in the Southwest Territory,
where settlement was beginning to accelerate. This frontier was noted
for the spirit and independence of the settlers in Kentucky and
Tennessee. Controlling the area had been a challenging assignment for
Governor William Blount, a signer of the Constitution, and would prove
equally troublesome for the Army officers assigned to duty in the
region.
Southwesterners had a
reputation for independent military action. This tradition had proved
beneficial during the Revolution, particularly at King's Mountain and
during George Rogers Clark's epic struggles, but it would pose serious
difficulties for both Federalist and Jeffersonian officials. Free access
to the river systems feeding into the Mississippi, as Washington had
foreseen during the 1780s, remained essential to the region's economic
prosperity, and westerners were tempted to take direct action against
Spanish-controlled Louisiana. English agents encouraged such actions
because of the Napoleonic Wars, believing that any action harmful to
Spain, Frances ally, could only benefit England. In fact, national
leaders of both parties regarded the southwest as an area that might try
to break away from the union and sought to preclude such a disaster,
even to the point of expelling Blount from the Senateto which he had
been elected when Tennessee became a state in 1796when they suspected
that he might have been involved with British agents in such a plot.
Others, notably General James Wilkinson, who had succeeded Wayne as
commanding general, and Aaron Burr, were also later charged with
plotting with foreign agents to separate the region from the United
States. The Army played an important role in defusing the situation.
Garrisons of regulars steadfastly preserved law and order and guaranteed
that any attempt to create an independent republic in the southwest
never progressed beyond the realm of dreams. With adequate military
protection, the frontier remained calm for a generation.
The military had faced a
different and more difficult mission in the summer of 1794 when farmers
in western Pennsylvania, who bitterly resented Hamilton's 1791 excise
taxes on liquor since it was manufactured from their only cash crop,
rebelled. The new government's response to the s6-called Whiskey
Rebellion stood in sharp contrast to the Continental Congress' reaction
to the rioting led by Daniel Shays. When Washington learned that
Governor Thomas Mifflin had refused to use state militia against the
rioters because he feared the political consequence, the President
exercised his powers under the Constitution and the 1792 Militia Act. In
August 1794 he called out a force of some 15,000 militiamen from nearby
states under Governor Henry Lee of Virginia, an ex-Continental. The
overwhelming display of strength ended the "revolt" without
serious incident. This success, coupled with Wayne's victory at Fallen
Timbers, greatly enhanced the prestige of the central government.
Washington and most other leaders accepted the use of force in each of
these cases only as a last resort; a small element of the Federalist
party, however, drew a different lesson. Led by Hamilton, they pressed
for a larger Regular Army as a means of expanding the power of the
national government, an aim central to their political thinking.
International
circumstances seemed to support their scheme. The Federalists had
originally justified the need for a peacetime army to cope with Indian
harassment on the frontier. Raids by North Africa's Barbary States on
American shipping and the growing threat of peripheral entanglement in
the war in Europe provided the rationale for an expansion of this
military force in 1794. After some debate, Congress created a modest
six-frigate Navy, approved a plan for federally funded harbor defenses
at selected ports, and increased the size of the Army by forming a Corps
of Artillerists and Engineers. The latter would provide small regular
garrisons for the new fortifications, which could easily be reinforced
in an emergency by the militia from the surrounding area. This political
compromise, acceptable to both parties, reflected the lesson learned in
the Revolution that effective defense required full-time troops that
only the national government could train and support, but also relied,
for reasons of cost, on the abilities of the militia to turn out in
mass. A month after approving the coast defense program, Congress
authorized the establishment of federal arsenal and armory facilities at
Springfield, Massachusetts, and Harpers Ferry, West Virginia, for
government production of arms and equipment.
With tensions on both
the frontier and high seas defused during the winter of 1795-96, the
Jeffersonians pressured Washington's administration to cut military
expenses as a way of reducing taxes. They cited the successful use of
federalized militia, rather than regulars, in the Whiskey Rebellion to
strengthen their arguments. The resulting legislation, passed in May
1796, reflected a broad bipartisan consensus on defense issues. Although
cuts were made in spending, establishing a precedent of congressional
review of line items in a defense budget, the Army and Navy were
accepted as permanent institutions, not just temporary expedients to
meet specific crises. The Army, reduced in size, used the ensuing years
of peace to consolidate its internal organization and sense of identity.
James McHenry, the third consecutive Continental veteran to serve as
Secretary of War, introduced a variety of administrative reforms to
improve Army efficiency. He issued the first comprehensive peacetime
Army Regulations in 1798 and took actions to reinforce the concept of
civilian control over the Army's officer corps.
Rising tensions between
France and the United States in 1797 once more favored Hamilton's plans
for military expansion. Adams dispatched three diplomats, Gerry, Charles
Cotesworth Pinckney, and John Marshall (the latter two, Continental
veterans), to Paris to try to resolve differences, but in what has come
to be known as the XYZ Affair, their French counterparts demanded bribes
as a condition for holding meetings, an affront that triggered popular
outrage across the United States. The Federalists believed that the best
way to avoid open warfare would be to demonstrate that the country was
prepared to fight, and as membership in the volunteer militia surged,
the Adams administration introduced a modest request for additional
regular forces.
The more extreme wing of
the Federalist party, spearheaded by Hamilton, had much more ambitious
goals. It pushed a series of bills through Congress between May 1798 and
March 1799 that created, on paper at least, an elaborate military array:
an expanded force of regulars, a 10,000-man Provisional Army, and an
even larger "Eventual Army." Hamilton and his followers
persuaded Washington to lend his prestige and popularity to the cause.
Commissioned a lieutenant general, the retired President became
commander of this "Grand Army," while other Revolutionary
veterans (including Charles Cotesworth Pinckney) filled the remaining
senior positions. Hamilton himself became the Inspector General and
assumed the burden of day-to-day administration. Reality lagged far
behind these grandiose plans, and less than 4,000 men actually joined an
Army that never saw action in this "Quasi-War." On the other
hand, naval vessels successfully fought in the Caribbean and Atlantic,
and Congress established a separate Navy Department on 30 April 1798
under ex-Continental Benjamin Stoddert to manage the rapid growth of the
fleet.
The size of the Army
during the Quasi-War soon became a sensitive political issue. The
Jeffersonians were convinced that France was not about to fight in North
America, and in the same sense used by the colonists in the decade
before the Revolution, they came to consider the underutilized regulars
a "standing army." They feared that Hamilton and his allies
planned to use it to crush domestic opposition. At each step of the
expansion process they raised this issue. While Federalist spokesmen in
Congress such as Connecticut's Uriah Tracy, a Revolutionary militiaman,
stressed the notion of preparing for war with a well-trained regular
force and then
negotiating from strength, Jeffersonian military experts like Thomas
Sumter, Daniel Morgan, and William Shepard, also veterans of the
Revolution, claimed that the militia provided an adequate force for the
purpose. President Adams sided with the Jeffersonians against the
extremists in his own party. He had always preferred diplomacy, and when
he resolved the outstanding issues with France, he quickly persuaded
Congress to trim the military back to peacetime levels. Federalist
leaders, aware that they lacked support for an extensive defense
establishment, led the planning for demobilization in the hope that in
doing so they could preserve a minimal regular force. Three
Revolutionary veterans in Congress, John Marshall, Samuel Smith, and
Theodore Sedgewick, representing, respectively, the moderate
Federalists, the Jeffersonians, and the extreme Federalists, worked out
a series of compromises that led to reductions in the Army in May 1800
and in the Navy early the following year.
Jefferson's
administration took office determined to reduce federal expenses,
especially military ones, but with no intention of dismantling the
remaining Regular Army. Although he and his service Secretaries,
Revolutionary veterans Henry Dearborn (Army) and Robert Smith (Navy),
placed great faith in the prowess of the militia to defend the nation
from invasion, they pragmatically accepted the need for a limited force
of full-time soldiers and sailors. Beginning in 1802 they used the
annual appropriations process to tailor the armed forces to more limited
defensive roles. Their reorganization of the Army in 1802, for example,
called for drastic cuts, but actually eliminated few enlisted men.
Instead, units and the staff were manipulated to force out most of the
more partisan Federalist senior officers, who were replaced with
Jeffersonians or moderate Federalists.
Jefferson also seized
upon a reform originally proposed by the Federalists but transformed it
to meet his own needs. Since the Revolution, the Army had suffered from
a lack of native-born engineers and technical specialists. Proposals to
establish a European-style military academy to train such individuals
had failed in Congress, although it did authorize training for a group
of cadets in the Corps of Artillerists and Engineers during the
Quasi-War period. The Federalists had hoped to expand this nucleus into
separate courses of formal instruction for artillery, engineer,
infantry, cavalry, and naval officers. Jefferson recognized that many
Federalists enjoyed a competitive edge when they applied for commissions
because, generally, they came from families that could afford good
educations. To obtain equal opportunity for others, he altered the
Federalist proposal and won congressional approval for the establishment
of a military academy at West Point where cadets would receive a basic
civilian and military education; their technical, branch-related
training would occur after graduation.
Jeffersonian hopes of
further naval reductions were shelved when the Barbary States resumed
raids on American shipping. Washington and Adams both had chosen to pay
tribute to halt these piratical acts, but Jefferson, believing that
fundamental issues of justice and honor were at stake, refused to follow
suit. He also believed direct action in this instance would be more
cost-effective than bribery. With Congress in recess, he dispatched a
small Navy squadron to Tripoli on his own authority. Even his Cabinet
questioned the legality of such an action, but Jefferson justified it,
and provided a new interpretation of the Constitution in so doing by
claiming that as Commander in Chief he could respond to aggression
without prior congressional approval. In fact, when Congress reconvened
in November 1801, it approved the naval expedition. Operations dragged
on until 1805 when bombardment, close blockade, and an internal revolt
finally forced the Pasha of Tripoli to sue for peace. Similar aggressive
tactics were also employed by both Jefferson and Madison to neutralize
the remaining Barbary States.
These operations
combined with political pressure from commercial interests to force
Jefferson to retain a larger blue-water Navy than members of his party
would have
liked. The latter argued that the large frigates and ships of the line
favored by the Federalists could provoke trouble by appearing to
Europeans to be a threat against their colonies in the Caribbean and in
Latin America. On the other hand, they pointed out, a combination of
fortifications and small boats mounting one or more heavy cannon had
effectively protected most of the coastline during the Revolution.
Jefferson came in time to agree that reverting to this purely defensive
system could guarantee American interests in a cost-effective way and
avoid the risk of antagonizing the Europeans. But in June 1807 a major
international incident in American territorial waters caused a volte
face. The British frigate Leopard fired on the United
States Navy's Chesapeake just off the Virginia coast when the
American vessel refused to submit to being searched. An indignant
population called for a declaration of war, but the administration
remained committed to diplomatic measures. At the same time, the
Jeffersonians were pragmatic enough to realize that stronger defenses
would add leverage, and in 1808 and 1809 they persuaded Congress to fund
a new round of coastal fortifications and once again to expand the
Regular Army to man the new forts and to garrison the Louisiana
Territory more effectively.
When Jefferson's party
first came to power, its military and foreign policies, reminiscent of
the pre-Revolutionary days, appeared strongly at odds with those of the
Federalists. It preached the importance of the militia as the bulwark of
freedom, the dangers of standing armies, the sufficiency of economic
persuasion in international relations, and the need to reduce government
expenses and taxes. But once in power, the Jeffersonians developed
pragmatic policies not all that different from Federalist precedents.
This similarity actually should have come as no surprise, since many of
the Jeffersonians had served in the Revolution alongside their
Federalist counterparts and had absorbed the same lessons. In
retrospect, the basic defense program initiated under Washington and
Adams survived and prospered under Jefferson and Madison because both
sides saw it as a natural evolution from two centuries of experience
that met the needs of the new nation. Passionate political speeches
aside, the difference between the two parties came to be more a matter
of emphasis than a fundamental division over principles.
The military policies
fashioned by the first generation of federal leaders had their final
test when the country went to war against Britain in 1812. Americans
called the War of 1812 a "Second War of Independence," and,
indeed, the war did reaffirm the victory of 1783. But in a larger sense,
the War of 1812 was really one small phase of the last of the eighteenth
century's global struggles. Once again the British considered fighting
in North America less important than the struggle against Napoleon in
Europe. In many ways, the conduct of the war was conditioned by and
mirrored the Revolution, particularly the phase after 1778. The Madison
administration divided military responsibilities for the war along
traditional lines. The regulars, like Washington's continentals, formed
the main battle forces, first to carry the attack to Canada and
thereafter to defend against the main British Army. The militia retained
its customary local functions, reinforcing the coast defense forts and
Navy gunboats and supporting the regulars in major engagements.
Between 1812 and 1815
the American military system, created by the Soldier-Statesmen of the
Revolutionary generation and in part still commanded by veterans of the
War for Independence, was tested again. If the war did not noticeably
enhance the international reputation of America's military forces, it
nevertheless proved them sufficient to the task of stalemating a
powerful enemy. In a number of key engagements, the nation watched able
young generals, whose careers would continue well into the nation's
coming of age, assume the mantle of leadership from the aging veterans
of the Revolution. The youthful Andrew Jackson's victory at New Orleans,
for example, mirrored that of Samuel Smith of Revolutionary War renown
in the successful repulse of the British before Baltimore just months
before. Both proved once again that regulars and militia could be
effectively combined in combat, just as they had been at Cowpens, when
they were employed in a team effort that did not require either to carry
out tasks alien to its own capabilities. Their achievements in this
"second War for Independence" demonstrated that the Founding
Fathers, ever suspicious of standing armies in the European sense, had
created a workable alternative for the new nation.
The contribution of the
Soldier-Statesmen to the foundation of the republic is often dominated
by a discussion of numbers. As might be expected, former soldiers, who
had developed strong leadership and organizational skills during the
war, gravitated to similar positions in the peacetime government. As a
result, Revolutionary veterans clearly dominated government in the early
years of the new republic.1 A majority of the men who signed
the Constitution were veterans. A similar ratio of veterans to
nonveterans existed in the First Congress. Successive Congresses would
continue to include a significant number of veterans down through the
end of the Thirteenth Congress in 1815, and in fact veterans would
control the leadership in both houses of Congress long after their total
numbers dwindled to a minority. Veterans also dominated the executive
branch of the national government well into the nineteenth century. Two,
Washington and Monroe, served as President, and their colleagues in arms
constituted a majority in every presidential Cabinet through 1816,
thirty-five years after the battle of Yorktown. They also held office in
great numbers at every level of the civil service, from senior diplomats
serving in delicate international negotiations to customs officials,
postmasters, and those unheralded workers who managed the day-to-day
functions of the commonweal. While the number of veterans in the federal
judiciary was considerably less imposing, a former Continental Army
captain, John Marshall of Virginia, presided as Chief Justice for
thirty-four years and did as much to shape the future of the nation as
any figure of his time. Veterans also held a host of positions in state
and local government where, allied with their comrades in the federal
system, they would exercise a major influence on the direction of
government for many generations.
More important than
sheer numbers was the common sense of purpose of this group of leaders.
Most wanted to institute a powerful federal republic, yet one embodying
a system of checks and balances that would prevent any single element of
government from overriding the common good. They also wanted to create a
military establishment that was always subordinate to the elected
civilian leaders. If they sometimes seemed to pay excessive attention to
the size and roles of that establishment, it should be remembered that
the Founding Fathers had clear precedentsboth colonial and
European-for regarding the Army as a potential source of mischief. The
system they deviseda carefully circumscribed regular military force
supplemented by a well-regulated militia-has remained in force for two
hundred years. The success of this system owes much to the first
President and Commander in Chief. Washington's wise military advice,
clearly articulated in his "Sentiments on a Peace
Establishment" and his "Farewell Address," has been a
guidepost for the
American military establishment. Above all, he demanded that the
American soldier is first and foremost a citizen, with all the duties
and rights that others enjoy, not someone outside the mainstream of
society.
As rationalists, the
Founding Fathers had a profound respect for the appeal of personal civic
duty and responsibility. In the early days of the new republic, they
reinforced the subordination of the military establishment to the
civilian government in an individual way. In 1789 they called on every
officer, noncommissioned officer, and private soldier "who are, or
shall be, in the service of the United States" to take an oath,
which with only minor modification in wording has remained an integral
part of the life of every serviceman and woman. In a special way they
become partners of the Founding Fathers when, at the beginning of their
military careers, each repeats the familiar words:
I do solemnly
swear (or affirm) that I will support the Constitution of the
United States against all enemies, foreign and domestic; that I
will bear true faith and allegiance to the same.
In taking this oath,
they not only underscore the nation's continuing dedication to the
Constitution, but reflect the central place of that document in the
unfolding history of the republic. |